Legal & Regulatory

LEGAL AND REGULATORY INFORMATION – POLICIES, REPORTS AND NOTICES

 

Conflicts of Interest Policy

For full details, please refer to the Conflicts of Interest Policy Summary document.

Cookies

For full details of our Cookie Policy, please refer to the Transact Cookies in Detail document.

Country-by-Country Reporting

The Capital Requirements (Country-by-Country Reporting) Regulations 2013 (SI 2013 No. 3118) implements part of the European Union’s Capital Requirements Directive (“CRDIV”). Credit institutions and investment firms must disclose certain information on a consolidated basis for each country in which the firm has a subsidiary or branch.

For full details, please refer to the Country-by-Country Reporting document.

Modern Slavery Statement

This statement is made pursuant to section 54 of the Modern Slavery Act 2015 (the ‘Act’) and sets out the steps that the IntegraFin Group has taken and is continuing to take to ensure that modern slavery or human trafficking is not taking place within its business or supply chain.

For full details, please refer to the Modern Slavery Statement document.

Order Execution Venue and Quality Report

The Order Execution Venue and Quality Report contains the qualitative and quantitative information that is required to be reported under MIFID II for Integrated Financial Arrangements Ltd.

The data contained in the report is provided in machine readable format here.

Pillar 3 Disclosures

The Pillar 3 Disclosures document contains information concerning the risk management practices and capital resources of Integrated Financial Arrangements Ltd, which must be publicly disclosed pursuant to rules made by the Financial Conduct Authority (FCA).

For full details, please refer to the Pillar 3 Disclosures document.

Solvency and Financial Condition Report

The Solvency and Financial Condition Report contains the qualitative and quantitative information that is required to be reported under Solvency II for IntegraLife UK Limited.

Solvency and Financial Condition Report September 2018
Solvency and Financial Condition Report September 2017
Solvency and Financial Condition Report September 2016
Website Terms and Conditions

General terms and conditions of use for this Transact website

These terms and conditions apply to all users of the Transact website, and you understand that by accessing this website you agree to be bound by them. Please be aware that additional terms and conditions apply to registered intermediaries and registered investors when they log in to use the Transact service. Transact’s services are primarily designed to fit the needs of UK residents and certain services may not be available to residents of other countries.

For the full details please refer to the Transact General Terms and Conditions of use for the Transact website.